-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mmb8Uf1Zd3xii+5/xdCykykiWzj7I8/fb9I5IlIuUXMQB0QX1YZdx0ynZhnm7Th8 Q4mrP4bh7/8QYCV8/tb7Xg== 0000906280-03-000424.txt : 20031014 0000906280-03-000424.hdr.sgml : 20031014 20031014155035 ACCESSION NUMBER: 0000906280-03-000424 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20031014 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CONRAD INDUSTRIES INC CENTRAL INDEX KEY: 0001059167 STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730] IRS NUMBER: 721416999 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60321 FILM NUMBER: 03939590 BUSINESS ADDRESS: STREET 1: 1501 FRONT ST CITY: MORGAN CITY STATE: LA ZIP: 70381 BUSINESS PHONE: 5043843060 MAIL ADDRESS: STREET 1: 1501 FRONT ST CITY: MORGAN CITY STATE: LA ZIP: 70381 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COURT KATHERINE CONRAD CENTRAL INDEX KEY: 0001127436 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1501 FRONT STREET P O BOX 790 CITY: MORGAN CITY STATE: LA ZIP: 70381 BUSINESS PHONE: 5043843060 MAIL ADDRESS: STREET 1: 1501 FRONT STREET P O BOX 790 CITY: MORGAN CITY STATE: LA ZIP: 70381 SC 13G/A 1 sched-13g_061098.htm

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)

 

CONRAD INDUSTRIES, INC.
(Name of Issuer)

 

COMMON STOCK, $0.01 PAR VALUE
(Title of Class of Securities)

 

208305102
(CUSIP Number)

 

June 10, 1998
(Date of Event Which Requires Filing of this Statement)
 

CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED:
 

[   ] Rule 13d-1(b)
[   ] Rule 13d-1(c)
[X] Rule 13d-1(d)
 

 

 

            *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 

            The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 



 

CUSIP No. 208305102


1)  

Name of Reporting Person  

 Katherine C. Court

  

I.R.S. Identification No. of Above Person (entities only)  

 N/A


2)  

 Check the Appropriate Box if a Member of a Group (See Instructions)  

 

  

(a)  

 N/A

  

(b)  

 N/A


3)  

 SEC Use Only  

 


4)  

Citizenship or Place of Organization  

United States of America


Number of

(5)    Sole Voting Power  

 1,572,813*

Shares Bene-


ficially

(6)    Shared Voting Power  

 0  

Owned by


Each Reporting

(7)    Sole Dispositive Power  

 1,572,813*

Person


With

(8)    Shared Dispositive Power  

 0  


9)  

Aggregate Amount Beneficially Owned by Each  

 

  

Reporting Person  

 1,572,813*


10)

Check if the Aggregate Amount in Row (9)  

 

  

Excludes Certain Shares (See Instructions)  

 N/A


11)   

Percent of Class Represented by Amount   

  

   

in Row (9)   

  21.7%**


12)

Type of Reporting Person (See Instructions)

IN


   

*   

Includes 459,161 shares held by The Katherine Conrad Court Trust and 275,497 shares held by The James Patrick Court Trust. Ms. Court exercises sole voting and investment power over these shares as Trustee for each of these trusts.

 

**   

Based upon 7,235,954 shares of Common Stock reported issued and outstanding as of August 12, 2003.

 

 



 

CUSIP No. 208305102


1)  

Name of Reporting Person

 The Katherine Conrad Court Trust

  

I.R.S. Identification No. of Above Person (entities only)

 N/A


2)  

 Check the Appropriate Box if a Member of a Group (See Instructions)  

 

  

(a)  

 N/A

  

(b)  

 N/A


3)  

 SEC Use Only  

 


4)  

Citizenship or Place of Organization  

State of Louisiana


Number of

(5)    Sole Voting Power  

 459,161

Shares Bene-


ficially

(6)    Shared Voting Power  

0

Owned by


Each Reporting

(7)    Sole Dispositive Power  

 459,161

Person


With

(8)    Shared Dispositive Power  

0


9)  

Aggregate Amount Beneficially Owned by Each  

 

  

Reporting Person  

 459,161


10)

Check if the Aggregate Amount in Row (9)  

 

  

Excludes Certain Shares (See Instructions)  

 N/A


11)   

Percent of Class Represented by Amount   

  

   

in Row (9)   

  6.3%*


12)

Type of Reporting Person (See Instructions)

OO (Trust)


 

*   

Based upon 7,235,954 shares of Common Stock reported issued and outstanding as of August 12, 2003.

 

 


 

 

Item 1(a).   

Name of Issuer:   

 

   

   

Conrad Industries, Inc.

 

Item 1(b).   

Address of Issuer's Principal Executive Offices:   

 

   

   

1100 Brashear Avenue, Suite 200

   

   

Morgan City, Louisiana 70381

 

Item 2(a).

Name of Persons Filing:   

 

   

1.   Katherine C. Court

   

2.   The Katherine Conrad Court Trust

     
The persons enumerated in this Item 2(a) are sometimes hereinafter referred to individually as a "Reporting Person" and collectively as the "Reporting Persons."  In connection with the filing of this Amendment No. 1 to Schedule 13G, the Reporting Persons have executed the Joint Filing Agreement attached as Exhibit A hereto.

 

Item 2(b).

Address of Principal Business Office for all Reporting Persons:

 

   

   

1100 Brashear Avenue, Suite 200

   

   

Morgan City, Louisiana 70381

 

Item 2(c).

Citizenship:

 

 

   

1.   Katherine C. Court - United States of America

   

2.   The Katherine Conrad Court Trust - State of Louisiana

  

Item 2(d).

Title of Class of Securities:

 

Common Stock, $0.01 par value

 

Item 2(e).

CUSIP Number:

  

208305102

  

Item 3.

If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

  

(a)

[ ]

Broker or dealer registered under section 15 of the Act

(b)

[ ]

Bank as defined in section 3(a)(6) of the Act

(c)

[ ]

Insurance company as defined in section 3(a)(19) of the Act

(d)

[ ]

Investment company registered under section 8 of the Investment Company Act of 1940

(e)

[ ]

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E)

(f)

[ ]

An employee benefit plan or endowment fund in accordance with

§ 240.13d-1(b)(1)(ii)(F)

(g)

[ ]

A parent holding company or control person in accordance with

§§ 240.13d-1(b)(1)(ii)(G)

(h)

[ ]

A savings association as defined in section 3(b) of the Federal Deposit Insurance Act

(i)

[ ]

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940

(j)

[ ]

Group, in accordance with § 240.13d-1(b)(1)(ii)(J)

 

Item 4.

Ownership.

       

1.

Katherine C. Court:

 

(a)

Amount Beneficially Owned

1,572,813*

(b)

Percent of Class

21.7%**

(c)

Number of shares as to which such person has:

(i)

sole power to vote or to direct the vote

1,572,813*

(ii)

shared power to vote or to direct the vote

0  

(iii)

sole power to dispose or to direct the

disposition of 

1,572,813*

(iv)

shared power to dispose or to direct the

disposition of 

0  

       

2.

The Katherine Conrad Court Trust:

 

(a)

Amount Beneficially Owned

459,161  

(b)

Percent of Class

6.3%**

(c)

Number of shares as to which such person has:

(i)

sole power to vote or to direct the vote

459,161  

(ii)

shared power to vote or to direct the vote

0  

(iii)

sole power to dispose or to direct the

disposition of 

459,161  

(iv)

shared power to dispose or to direct the

disposition of 

0  

 

  

*

Includes 459,161 shares held by The Katherine Conrad Court Trust and 275,497 shares held by The James Patrick Court Trust. Ms. Court exercises sole voting and investment power over these shares as Trustee for each of these trusts.

 

**

Based upon 7,235,954 shares of Common Stock reported issued and outstanding as of August 12, 2003.

Item 5.

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [   ].

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Of the securities reported by Katherine C. Court in response to Item 4, The James Patrick Court Trust, of which Ms. Court is the Trustee, has the right to receive dividends from, and the proceeds from the sale of, 275,497 shares, which is less than 5% of the class of subject securities. In addition, as reported in Item 4, The Katherine Conrad Court Trust, of which Ms. Court is the Trustee, has the right to receive dividends from, and proceeds from the sale of, 459,161 shares, which is 6.3% of the class of subject securities.

Item 7. 

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

                                  N/A

Item 8.

Identification and Classification of Members of the Group.

                                  N/A

Item 9. 

Notice of Dissolution of Group.

                                  N/A

Item 10.

Certifications.

                                  N/A

 

 


 



SIGNATURE

            After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

Date:    October 9, 2003

 

 

 

 

/s/ Katherine C. Court

 

 

Katherine C. Court

 

 

 

THE KATHERINE CONRAD COURT TRUST

     
     
     

 

By:

/s/ Katherine C. Court

 

 

Katherine C. Court, Trustee

 

EX-99 3 exhibit-99.htm

EXHIBIT 99

 

EXHIBIT A

JOINT FILING AGREEMENT
 

            The undersigned agree that this Amendment No. 1 to Schedule 13G dated October 9, 2003 relating to the shares of common stock, $0.01 par value per share, of Conrad Industries, Inc., to which this Joint Filing Agreement is attached as Exhibit A, shall be filed on behalf of the undersigned.

 

 

 

 

 

/s/ Katherine C. Court

 

 

Katherine C. Court

 

 

 

THE KATHERINE CONRAD COURT TRUST

     
     
     

 

By:

/s/ Katherine C. Court

 

 

Katherine C. Court, Trustee

 

 

-----END PRIVACY-ENHANCED MESSAGE-----